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Home > > BX General 7
General 7 Consolidated Audit Trail Compliance
General 7 Consolidated Audit Trail Compliance

The rules contained in The Nasdaq Stock Market LLC General 7, as such rules may be in effect from time to time (the "General 7 Rules"), are hereby incorporated by reference into this Nasdaq BX General 7, and are thus Nasdaq BX Rules and thereby applicable to Nasdaq BX Members. Nasdaq BX Members shall comply with the General 7 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 7 Rules shall be read to refer to the Nasdaq BX related meaning of such term. Solely by way of example, and not in limitation or in exhaustion: the defined term "Exchange" in the General 7 Rules shall be read to refer to the Nasdaq BX Exchange; the defined term "Rule" in the General 7 Rules shall be read to refer to the Nasdaq BX Rule.

General 7 Rules

Adopted Jan. 24, 2018 (SR-BX-2018-007); amended Apr. 10, 2018 (SR-BX-2018-015), operative May 10, 2018.

 
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